Investment Strategies

Three principled approaches.

White Brook Capital manages separately managed accounts for accredited investors across three distinct strategies — all built on the same first principle: we do not invest in businesses whose value comes at a moral cost.

Accredited Investors Only

Our strategies are available exclusively to accredited investors. The risks of investing are different when investments are concentrated than when they sit inside a diversified ETF or mutual fund. Read more about those risks →

By accessing any fact sheet below you certify that you meet the requirements of an accredited investor.

Strategy 01 · Index

WBC Ethical Large Cap Index

Exposure to the U.S. economy without the moral degradation of owning companies that profit from defense, adult entertainment, alcohol, gambling, or tobacco. We also exclude companies that charge a relatively high level of interest or lend to customers more likely to be delinquent.

We are zealous in our goal of excluding defense companies, including names like Cadence Design Systems and Cognizant that customize their offerings for aerospace and defense customers.

Fact Sheet Sample Exclusion Memo
Strategy 02 · All Cap

WBC Ethical All Cap

A mix of ETFs and single stocks providing exposure to the U.S. economy without the ethical complexities of investing in companies profiting from death, destruction, and addiction.

The strategy carries no style, market cap, or cash constraints and is designed to adjust as market conditions dictate. The same zealous defense-exclusion discipline applies here as in the index strategy.

Fact Sheet See Selected Theses →
Strategy 03 · Small Cap

WBC Ethical Small Cap

The WBC Ethical Small Cap Strategy buys small and micro cap stocks with significant growth potential. This segment of the market is widely underfollowed, creating significant opportunity to exploit market inefficiencies.

Small and micro cap investing requires significant legwork. These companies are lightly covered by capital markets professionals and are often unprofitable. They can also be the source of extraordinary returns as they find a business model and grow.

The strategy is capacity constrained to $20mm.

Fact Sheet See Selected Theses →

Questions on exclusions, minimums, or fit?

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